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S.26.01 — Solvency Capital Requirement — Market risk

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S.26.01 — Solvency Capital Requirement — Market risk

General comments:

This section relates to the annual submission of information for groups, ring fenced–funds, matching adjustment portfolios and remaining part.

The template S.26.01 has to be filled in for each ring–fenced fund (RFF), each matching adjustment portfolio (MAP) and for the remaining part. However, where an RFF/MAP includes a MAP/RFF embedded, the fund should be treated as different funds. This template shall be reported for all sub–funds of a material RFF/MAP as identified in the second table of S.01.03.

Template S.26.01 is only applicable in relation to RFF/MAP from undertakings consolidated according to Article 335, paragraph 1, (a), (b) and (c) of Delegated Regulation (EU) 2015/35, when method 1 (Accounting consolidation–based method) is used, either exclusively or in combination with method 2 (Deduction and aggregation method).

Amounts before and after shock shall be filled in with the amount of assets and liabilities sensitive to that shock. For the liabilities the assessment shall be done at the most granular level available between contract and homogeneous risk group. This means that if a contract/HRG is sensitive to a shock the amount of liabilities associated to that contract/HRG shall be reported as amount sensitive to that shock.

For group reporting the following specific requirements shall be met:

  • a) This information is applicable when method 1 as defined in Article 230 of Directive 2009/138/EC is used, either exclusively or in combination with method 2 as defined in Article 233 of Directive 2009/138/EC;
  • b) When combination method is being used, this information is to be submitted only for the part of the group calculated with method 1 as defined in Article 230 of Directive 2009/138/EC, and;
  • c) This information does not apply to groups when method 2 as defined in Article 233 of Directive 2009/138/EC is being used exclusively.
ITEM INSTRUCTIONS
Z0010 Article 112 Identifies whether the reported figures
have been requested under Article 112(7),
to provide an estimate of the SCR using
standard formula. One of the options in
the following closed list shall be used:
1 —
Article 112(7) reporting
2 —
Regular reporting
Z0020 Ring–fenced fund,
matching adjustment
portfolio or remaining part
Identifies whether the reported figures are
with regard to a RFF, matching
adjustment portfolio or to the remaining
part. One of the options in the following
closed list shall be used:
1 —
RFF/MAP
2 —
Remaining part
Z0030 Fund/Portfolio number When item Z0020 = 1, identification
number for a ring-fenced fund or
matching adjustment portfolio. This
number is attributed by the undertaking
within the scope of group supervision and
must be consistent over time and with the
fund/portfolio number reported in other
templates.
R0012/C0010 Simplifications spread
risk –
bonds and loans
The options in the following closed list
shall be used:
1 –
Simplification for the purposes of
Article 104
2 –
Simplifications for the purposes of
Article 105a
9 –
Simplifications not used
Options 1 and 2 may be used
simultaneously.
If R0012/C0010 = 1, only C0060 and
C0080 shall be filled in for R0410
R0014/C0010 Simplifications market
risk concentration–
simplifications used
One of the options in the following closed
list shall be used:
1 –
Simplifications
for
the
purposes of Article 105a
9 –
Simplifications not used
R0020/C0010 Captives simplifications

interest rate risk
Identify whether a captive undertaking
within the scope of group supervision
used simplifications for the calculation of
interest rate risk. The following options
shall be used:
1 —
Simplifications used
2 —
Simplifications not used
Where R0020/C0010 = 1, only C0060
and C0080 shall be filled in for R0100–
R0120
R0030/C0010 Captives simplifications

spread risk on bonds
and loans
Identify whether a captive undertaking
within the scope of group supervision
used simplifications for the calculation of
spread risk with regard to bonds and
R0040/C0010 Captives simplifications

market risk
concentration
loans. The following options shall be
used:
1 —
Simplifications used
2 —
Simplifications not used
Identify whether a captive undertaking
within the scope of group supervision
used simplifications for the calculation of
market risk concentration. The following
options shall be used:
1 —
Simplifications used
2 —
Simplifications not used
Interest rate risk
R0100/C0060 Absolute value after shock

Net solvency capital
requirement —
interest
rate risk
This is the net capital charge for interest
rate risk, i.e. after adjustment for the loss
absorbing capacity of technical
provisions.
If R0020/C0010=1, this item represents
the net capital charge for interest rate risk
calculated using simplified calculations
for captive undertakings within the scope
of group supervision.
R0100/C0080 Absolute value after shock

Gross solvency capital
requirement —
interest
rate risk
This is the gross capital charge for
interest rate risk, i.e. before the loss
absorbing capacity of technical
provisions.
If R0020/C0010=1, this item represents
the gross capital charge for interest rate
risk calculated using simplified
calculations for captive undertakings
within the scope of group supervision.
R0110–
R0120/C0020
Initial absolute values
before shock —
Assets —
Interest rate risk —
interest rate down/up
shock
This is the total value of the assets
sensitive to interest rate down/up risk,
before shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0110–
R0120/C0030
Initial absolute values
before shock —
Liabilities

Interest rate risk —
This is the total value of the liabilities
sensitive to interest rate down/up risk,
before shock.
interest rate down/up
shock
The amount of technical provisions
(‘TP’) shall be net of reinsurance and
SPV recoverables.
R0110–
R0120/C0040
Absolute values after
shock —
Assets —
Interest rate risk —
interest rate down/up
shock
This is the absolute value of assets
sensitive to interest rate down/up risks
after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0110–
R0120/C0050
Absolute values after
shock —
Liabilities (after
the loss absorbing
capacity of technical
provisions) —
Interest
rate risk–
interest rate
down/up shock
This is the absolute value of liabilities
(after the loss absorbing capacity of
technical provisions) sensitive to interest
rate down/up risks after the shock.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0110–
R0120/C0060
Absolute value after shock

Net solvency capital
requirement —
interest
rate risk–
interest rate
down/up shock
This is the net capital charge for interest
rate down/up risk, after adjustment for the
loss absorbing capacity of technical
provisions.
If R0020/C0010=1, this item represents
the net capital charge for interest rate
down/up risk calculated using
simplifications.
R0110–
R0120/C0070
Absolute values after
shock —
Liabilities
(before the loss–absorbing
capacity of technical
provisions) —
Interest
rate risk —
Interest rate
down/up shock
This is the absolute value of liabilities
(before the loss absorbing capacity of
technical provisions) sensitive to interest
rate down/up risks after the shock.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0110–
R0120/C0080
Absolute value after shock

Gross solvency capital
requirement —
interest
rate risk —
interest rate
down/up shock
This is the gross capital charge for the
interest rate down/up risk, i.e. before the
loss absorbing capacity of Technical
provisions
If R0020/C0010=1, this item represents
the gross capital charge for interest rate
down/up risk calculated using
simplifications.
Equity risk
R0200/C0060 Absolute value after shock

Net solvency capital
requirement —
equity risk
This is the net capital charge for equity
risk, i.e. after adjustment for the loss
absorbing capacity of technical
provisions.
R0200/C0080 Absolute value after shock

Gross solvency capital
requirement —
equity risk
This is the gross capital charge for equity
risk, i.e. before the loss absorbing
capacity of technical provisions.
R0210/C0020 Initial absolute values
before shock —
Assets —
equity risk —
type 1
equities
This is the initial absolute value of the
assets sensitive to the equity risk charge
related to type 1 equities
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0210/C0030 Initial absolute values
before shock —
Liabilities

equity risk —
type 1
equities
This is the initial absolute value of the
liabilities sensitive to equity risk related
to type 1 equities.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0210/C0040 Absolute values after
shock —
Assets —
Equity
risk —
type 1 equities
This is the absolute value of the assets
sensitive to the equity risk charge related
to type 1 equities category, after the
shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0210/C0050 Absolute values after
shock —
Liabilities (after
the loss absorbing
capacity of technical
provisions) —
Equity risk
–type 1 equities
This is the absolute value of the liabilities
sensitive to equity risk charge related to
type 1 equities, after the shock and after
the loss absorbing capacity of technical
provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0210/C0060 Absolute value after shock

Net solvency capital
requirement —
equity risk
–type 1 equities
This is the net capital charge for equity
risk (for type 1 equities), after adjustment
for the loss absorbing capacity of
technical provisions.
R0210/C0070 Absolute values after
shock —
Liabilities
(before the loss absorbing
capacity of technical
This is the absolute value of the liabilities
sensitive to equity risk charge related to
type 1 equities, after the shock but before
the loss absorbing capacity of technical
provisions.
provisions) —
equity risk
–type 1 equities
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0210/C0080 Absolute value after shock

Gross solvency capital
requirement —
Equity
risk –type 1 equities
This is the gross capital charge for equity
risk for type 1 equities, i.e. before the loss
absorbing capacity of technical
provisions.
R0221, R0230,
R0231,
R0240/C0020
Initial absolute values
before shock —
Assets —
equity risk –type 1
equities
This is the initial absolute value of the
assets sensitive to the equity risk (for
each kind of type 1 equity).
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0221, R0230,
R0231,
R0240/C0040
Absolute values after
shock —
Assets —
equity
risk –type 1 equities
This is the absolute value of the assets
sensitive the equity risk charge, (for each
kind of type 1 equity), after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0250/C0020 Initial absolute values
before shock —
Assets —
equity risk –type 2
equities
This is the initial absolute value of the
assets sensitive to the equity risk for type
2 equities.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0250/C0030 Initial absolute values
before shock —
Liabilities

equity risk –type 2
equities
This is the initial absolute value of
liabilities sensitive to the equity risk for
type 2 equities.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0250/C0040 Absolute values after
shock —
Assets —
Equity
risk —
type 2 equities
This is the absolute value of the assets
sensitive to equity risk charge for type 2
equities, after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0250/C0050 Absolute values after
shock —
Liabilities (after
the loss absorbing
capacity of technical
provisions) —
Equity risk
–type 2 equities
This is the absolute value of liabilities
sensitive to equity risk (for type 2
equities), after the shock and after the loss
absorbing capacity of technical
provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0250/C0060 Absolute value after shock

Net solvency capital
requirement —
equity risk
–type 2 equities
This is the net capital charge for equity
risk (for type 2 equities) after adjustment
for the loss absorbing capacity of
technical provisions.
R0250/C0070 Absolute values after
shock —
Liabilities
(before the loss absorbing
capacity of technical
provisions) equity risk –
type 2 equities
This is the absolute value of the liabilities
sensitive to equity risk (for type 2
equities), after the shock but before the
loss absorbing capacity of technical
provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0250/C0080 Absolute value after shock

Gross solvency capital
requirement —
Equity
risk —
type 2 equities
This is the gross capital charge for equity
risk for type 2 equities, i.e. before the loss
absorbing capacity of technical provisions
R0261, R0270,
R0271,
R0280/C0020
Initial absolute values
before shock —
Assets —
equity risk –type 2
equities
This is the value of the assets sensitive to
the equity risk (for each kind of type 2
equities)
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0261, R0270,
R0271,R0280/C004
0
Absolute values after
shock —
Assets —
equity
risk –type 2 equities
This is the absolute value of the assets
sensitive to equity risk (for each kind of
type 2 equities), after the equity shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0291/C0020,
R0293-
R0295/C0020
Initial absolute values
before shock –
Assets –
Equity risk –qualifying
infrastructure corporate
equities
This is the initial absolute value of the
assets sensitive to the equity risk for each
kind of qualifying infrastructure corporate
equity.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0291/C0030 Initial absolute values
before shock –
Liabilities

Equity risk –
qualifying
infrastructure corporate
equities
This is the initial absolute value of
liabilities sensitive to the equity risk for
each kind of qualifying infrastructure
corporate equity.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0291/C0040,
R0293-
R0295/C0040
Absolute values after
shock –
Assets –
Equity
risk –
qualifying
infrastructure corporate
equities
This is the absolute value of the assets
sensitive to equity risk for each kind of
qualifying infrastructure corporate equity,
after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0291/C0050 Absolute values after
shock –
Liabilities (after
the loss-absorbing
capacity of technical
provisions) –
Equity risk –
qualifying infrastructure
corporate equities
This is the absolute value of liabilities
sensitive to equity risk (for each kind of
qualifying infrastructure corporate
equity), after the shock and after the
application of the adjustment for the loss
absorbing capacity of technical
provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0291/C0060 Absolute value after shock

Net solvency capital
requirement –
Equity risk
–qualifying infrastructure
corporate equities
This is the net capital charge for equity
risk (for each kind of qualifying
infrastructure corporate equity), after the
application of the adjustment for the loss
absorbing capacity of technical
provisions.
R0291/C0070 Absolute values after
shock –
Liabilities (before
the loss-absorbing
capacity of technical
provisions) –
Equity risk –
qualifying infrastructure
corporate equities
This is the absolute value of the liabilities
sensitive to equity risk (for each kind of
qualifying infrastructure corporate
equity), after the shock but before the
application of the adjustment for the loss
absorbing capacity of technical
provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0291/C0080 Absolute value after shock

Gross solvency capital
requirement –
Equity risk

qualifying infrastructure
corporate equities
This is the gross capital charge for equity
risk for each kind of qualifying
infrastructure corporate equity, i.e. before
the application of the adjustment for the
loss-absorbing capacity of technical
provisions.
R0292/C0020,
R0296-
R0298/C0020
Initial absolute values
before shock –
Assets –
Equity risk –
qualifying
infrastructure equities
This is the initial absolute value of the
assets sensitive to the equity risk for each
kind of qualifying infrastructure equity,
other than corporate equities.
other than corporate
equities
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0292/C0030 Initial absolute values
before shock –
Liabilities

Equity risk –
qualifying
infrastructure equities
other than corporate
equities
This is the initial absolute value of
liabilities sensitive to the equity risk for
each kind of qualifying infrastructure
equity, other than corporate equities.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0292/C0040,
R0296-
R0298/C0040
Absolute values after
shock –
Assets –
Equity
risk –
qualifying
infrastructure equities
other than corporate
equities
This is the absolute value of the assets
sensitive to equity risk for each kind of
qualifying infrastructure equity, other
than corporate equities, after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0292/C0050 Absolute values after
shock –
Liabilities (after
the loss-absorbing
capacity of technical
provisions) –
Equity risk –
qualifying infrastructure
equities other than
corporate equities
This is the absolute value of liabilities
sensitive to equity risk (for each kind of
qualifying infrastructure equity, other
than corporate equities), after the shock
and after the application of the adjustment
for the loss-absorbing capacity of
technical provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0292/C0060 Absolute value after shock

Net solvency capital
requirement –
Equity risk
–qualifying infrastructure
equities other than
corporate equities
This is the net capital charge for equity
risk (for each kind of qualifying
infrastructure equity other than corporate
equities), after the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
R0292/C0070 Absolute values after
shock –
Liabilities (before
the loss-absorbing
capacity of technical
provisions) –
Equity risk –
qualifying infrastructure
equities other than
corporate equities
This is the absolute value of the liabilities
sensitive to equity risk (for each kind of
qualifying infrastructure equity other than
corporate equities), after the shock, but
before the application of the adjustment
for the loss-absorbing capacity of
technical provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0292/C0080 Absolute value after shock

Gross solvency capital
This is the gross capital charge for equity
risk for each kind of qualifying
requirement –
Equity risk

qualifying infrastructure
equities other than
corporate equities
infrastructure equity, other than corporate
equities, i.e. before the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
Property risk
R0300/C0020 Initial absolute values
before shock —
Assets —
Property risk
This is the absolute value of the assets
sensitive to the property risk.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0300/C0030 Initial absolute values
before shock —
Liabilities

Property risk
This is the value of the liabilities sensitive
to the property risk.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0300/C0040 Absolute values after
shock —
Assets —
Property risk
This is the absolute value of the assets
sensitive to property risk charge, after the
property shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0300/C0050 Absolute values after
shock —
Liabilities (after
the loss absorbing
capacity of technical
provisions) —
Property
risk
This is the absolute value of the liabilities
underlying property risk charge, after the
property shock and after the loss
absorbing capacity of technical
provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0300/C0060 Absolute value after shock

Net solvency capital
requirement —
property
risk
This is the net capital charge for property
risk, after adjustment for the loss
absorbing capacity of technical
provisions.
R0300/C0070 Absolute values after
shock —
Liabilities
(before the loss absorbing
capacity of technical
provisions) —
property
risk
This is the absolute value of the liabilities
underlying property risk charge, after the
property shock but before the loss
absorbing capacity of technical
provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0300/C0080 Absolute value after shock

Gross solvency capital
This is the gross capital charge for
property risk, i.e. before the loss
requirement —
Property
risk
absorbing capacity of technical
provisions.
Spread risk
R0400/C0060 Absolute value after shock

Net solvency capital
requirement —
spread risk
This is the net capital charge for spread
risk, after adjustment for the loss
absorbing capacity of technical
provisions.
R0400/C0080 Absolute value after shock

Gross solvency capital
requirement —
spread risk
This is the gross capital charge for spread
risk, before the loss absorbing capacity of
technical provisions.
R0410/C0020 Initial absolute values
before shock —
Assets —
spread risk —
bonds and
loans
This is the absolute value of the assets
sensitive to the spread risk on bonds and
loans.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0410/C0030 Initial absolute values
before shock —
Liabilities

spread risk —
bonds
and loans
This is the absolute value of the liabilities
sensitive to the spread risk on bonds and
loans.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0410/C0040 Absolute values after
shock —
Assets —
spread
risk —
bonds and loans
This is the absolute value of the assets
sensitive to the spread risk on bonds and
loans, after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0410/C0050 Absolute values after
shock —
Liabilities (after
the loss absorbing
capacity of technical
provisions) —
spread risk

bonds and loans
This is the absolute value of the liabilities
underlying the spread risk charge for
bonds and loans, after the shock and after
the loss absorbing capacity of technical
provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0410/C0060 Absolute value after shock

Net solvency capital
requirement —
spread risk

bonds and loans
This is the net capital charge for spread
risk on bonds and loans, after adjustment
for the loss absorbing capacity of
technical provisions.
If R0012/C0010 = 1 and/or 2, this item
represents the net solvency capital
requirement for spread risk —
bonds and
loans, calculated using simplifications
R0410/C0070 Absolute values after
shock —
Liabilities
(before the loss absorbing
capacity of technical
provisions)–
spread risk

bonds and loans
This is the absolute value of the liabilities
sensitive to the spread risk on bonds and
loans, after the shock but before the loss
absorbing capacity of technical
provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0410/C0080 Absolute value after shock

Gross solvency capital
requirement —
spread risk

bonds and loans
This is the gross capital charge for spread
risk on bonds and loans, i.e. before the
loss absorbing capacity of technical
provisions.
If R0012/C0010 = 1 and/or 2, this item
represents gross solvency capital
requirement for spread risk —
bonds and
loans calculated using simplifications.
R0412/C0020 Initial absolute values
before shock –
Assets –
Spread risk –
bonds and
loans (other than
qualifying infrastructure
investment)
This is the initial absolute value of the
assets sensitive to the spread risk on
bonds and loans other than qualifying
infrastructure investment and
infrastructure corporate.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0412/C0030 Initial absolute values
before shock –
Liabilities

Spread risk –
bonds and
loans (other than
qualifying infrastructure
investment)
This is the initial absolute value of the
liabilities sensitive to the spread risk on
bonds and loans other than qualifying
infrastructure investment and
infrastructure corporate. This value shall
be reported only where the split between
R0412, R0413 and R0414 could be
derived from the method used for the
calculation. When the split is not possible
only R0410 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0412/C0040 Absolute values after
shock –
Assets –
Spread
risk –
bonds and loans
(other than qualifying
infrastructure investment)
This is the absolute value of the assets
sensitive to the spread risk on bonds and
loans other than qualifying infrastructure
investment and infrastructure corporate,
after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0412/C0050 Absolute values after
shock –
Liabilities (after
the loss absorbing
capacity of technical
provisions) –
Spread risk

bonds and loans (other
than qualifying
infrastructure investment)
This is the absolute value of the liabilities
underlying the spread risk charge for
bonds and loans other than qualifying
infrastructure investment and
infrastructure corporate, after the shock
and after the loss absorbing capacity of
technical provisions.
This value shall be
reported only where the split between
R0412, R0413 and R0414 could be
derived from the method used for the
calculation. When the split is not possible
only R0410 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0412/C0060 Absolute value after shock

Net solvency capital
requirement –
Spread risk

bonds and loans (other
than qualifying
infrastructure investment)
This is the net capital charge for spread
risk on bonds and loans other than
qualifying infrastructure investment and
infrastructure corporate, after adjustment
for the loss absorbing capacity of
technical provisions. This value shall be
reported only where the split between
R0412, R0413 and R0414 could be
derived from the method used for the
calculation. When the split is not possible
only R0410 shall be filled in.
If R0012/C0010 = 1 and/or 2, this item
shall not be reported.
R0412/C0070 Absolute values after
shock –
Liabilities (before
the loss absorbing
capacity of technical
provisions) –
Spread risk

bonds and loans (other
than qualifying
infrastructure investment)
This is the absolute value of the liabilities
sensitive to the spread risk on bonds and
loans other than qualifying infrastructure
investment and infrastructure corporate,
after the shock but before the loss
absorbing capacity of technical
provisions. This
value shall be reported
only where the split between R0412,
R0413 and R0414 could be derived from
the method used for the calculation.
When the split is not possible only R0410
shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0412/C0080 Absolute value after shock

Gross solvency capital
requirement –
Spread risk

bonds and loans (other
than qualifying
infrastructure investment)
This is the gross capital charge for spread
risk on bonds and loans other than
qualifying infrastructure investment and
infrastructure corporate, i.e. before the
loss absorbing capacity of technical
provisions. This value shall be reported
only where the split between R0412,
R0413 and R0414 could be derived from
the method used for the calculation.
When the split is not possible only R0410
shall be filled in.
If R0012/C0010 = 1 and/or 2, this item
shall not be reported.
R0413/C0020 Initial absolute values
before shock –
Assets –
Spread risk –
bonds and
loans (qualifying
infrastructure investment)
This is the initial absolute value of the
assets sensitive to the spread risk on
bonds and loans that are qualifying
infrastructure investment other than
infrastructure corporate.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0413/C0030 Initial absolute values
before shock –
Liabilities

Spread risk –
bonds and
loans (qualifying
infrastructure investment)
This is the initial absolute value of the
liabilities sensitive to the spread risk on
bonds and loans that are qualifying
infrastructure investment other than
infrastructure corporate. This value shall
be reported only where the split between
R0412, R0413 and R0414 could be
derived from the method used for the
calculation. If splitting is not possible,
only R0410 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0413/C0040 Absolute values after
shock –
Assets –
Spread
risk –
bonds and loans
(qualifying infrastructure
investment)
This is the absolute value of the assets
sensitive to the spread risk on bonds and
loans that are qualifying infrastructure
investment other than infrastructure
corporate, after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0413/C0050 Absolute values after
shock –
Liabilities (after
the loss absorbing
This is the absolute value of the liabilities
underlying the spread risk charge for
bonds and loans that are qualifying
capacity of technical
provisions) –
Spread risk

bonds and loans
(qualifying infrastructure
investment)
infrastructure investment other than
infrastructure corporate, after the shock
and after the loss absorbing capacity of
technical provisions. This value shall be
reported only where the split between
R0412, R0413 and R0414 could be
derived from the method used for the
calculation. When the split is not possible
only R0410 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0413/C0060 Absolute value after shock

Net solvency capital
requirement –
Spread risk

bonds and loans
(qualifying infrastructure
investment)
This is the net capital charge for spread
risk on bonds and loans that are
qualifying infrastructure investment other
than infrastructure corporate, after
adjustment for the loss absorbing capacity
of technical provisions. This value shall
be reported only
where the split between
R0412, R0413 and R0414 could be
derived from the method used for the
calculation. When the split is not possible
only R0410 shall be filled in.
If R0012/C0010 = 1 and/or 2, this item
shall not be reported.
R0413/C0070 Absolute values after
shock –
Liabilities (before
the loss absorbing
capacity of technical
provisions) –
Spread risk

bonds and loans
(qualifying infrastructure
investment)
This is the absolute value of the liabilities
sensitive to the spread risk on bonds and
loans that are qualifying infrastructure
investment other than infrastructure
corporate, after the shock but before the
loss absorbing capacity of technical
provisions.
This value shall be reported
only where the split between R0412,
R0413 and R0414 could be derived from
the method used for the calculation.
When the split is not possible only R0410
shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0413/C0080 Absolute value after shock

Gross solvency capital
requirement –
Spread risk

bonds and loans
This is the gross capital charge for spread
risk on bonds and loans that are
qualifying infrastructure investment other
than infrastructure corporate, i.e. before
the loss absorbing capacity of technical
(qualifying infrastructure
investment)
provisions. This value shall be reported
only where the split between R0412,
R0413 and R0414 could be derived from
the method used for the calculation.
When the split is not possible only R0410
shall be filled in.
If R0012/C0010 = 1 and/or 2, this item
shall not be reported.
R0414/C0020 Initial absolute values
before shock –
Assets –
Spread risk –
bonds and
loans (qualifying
infrastructure corporate
investment)
This is the initial absolute value of the
assets sensitive to the spread risk on
bonds and loans that are qualifying
infrastructure corporate investment.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0414/C0030 Initial absolute values
before shock –
Liabilities

Spread risk –
bonds and
loans (qualifying
infrastructure corporate
investment)
This is the initial absolute value of the
liabilities sensitive to the spread risk on
bonds and loans that are qualifying
infrastructure corporate investment. This
value shall be reported only where the
split between R0412, R0413 and R0414
could be derived
from the method used
for the calculation. When the split is not
possible only R0410 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0414/C0040 Absolute values after
shock –
Assets –
Spread
risk –
bonds and loans
(qualifying infrastructure
corporate investment)
This is the absolute value of the assets
sensitive to the spread risk on bonds and
loans that are qualifying infrastructure
corporate investment, after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0414/C0050 Absolute values after
shock –
Liabilities (after
the loss absorbing
capacity of technical
provisions) –
Spread risk

bonds and loans
(qualifying infrastructure
corporate investment)
This is the absolute value of the liabilities
underlying the spread risk charge for
bonds and loans that are qualifying
infrastructure corporate investment, after
the shock and after the loss absorbing
capacity of technical provisions. This
value shall be reported only where the
split between R0412, R0413 and R0414
could be derived from the method used
for the calculation. When the split is not
possible only R0410 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0414/C0060 Absolute value after shock

Net solvency capital
requirement –
Spread risk

bonds and loans
(qualifying infrastructure
corporate investment)
This is the net capital charge for spread
risk on bonds and loans that are
qualifying infrastructure corporate
investment, after adjustment for the loss
absorbing capacity of technical
provisions. This value shall be reported
only where the split between R0412,
R0413 and R0414 could be derived from
the method used for the calculation.
When the split is not possible only R0410
shall be filled in.
If R0012/C0010 = 1 and/or 2, this item
shall not be reported.
R0414/C0070 Absolute values after
shock –
Liabilities (before
the loss absorbing
capacity of technical
provisions) –
Spread risk

bonds and loans
(qualifying infrastructure
corporate investment)
This is the absolute value of the liabilities
sensitive to the spread risk on bonds and
loans that are qualifying infrastructure
corporate investment, after the shock but
before the loss absorbing capacity of
technical provisions. This value shall be
reported only where the split between
R0412, R0413 and R0414 could be
derived from the method used for the
calculation. When the split is not possible
only R0410 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0414/C0080 Absolute value after shock

Gross solvency capital
requirement –
Spread risk

bonds and loans
(qualifying infrastructure
corporate investment)
This is the gross capital charge for spread
risk on bonds and loans that are
qualifying infrastructure corporate
investment, i.e. before the loss absorbing
capacity of technical provisions. This
value shall be reported only where the
split between R0412, R0413 and R0414
could be derived from the method used
for the calculation. When the split is not
possible only R0410 shall be filled in.
If R0012/C0010 = 1 and/or 2, this item
shall not be reported.
R0420/C0060 Absolute value after shock

Net solvency capital
requirement —
spread risk

credit derivatives
This is the net capital charge for spread
risk on credit derivatives, after adjustment
for the loss absorbing capacity of
technical provisions.
R0420/C0080 Absolute value after shock

Gross solvency capital
requirement —
spread risk

credit derivatives
This is the gross capital charge for spread
risk on credit derivatives, i.e. before the
loss absorbing capacity of technical
provisions.
R0430–
R0440/C0020
Initial absolute values
before shock —
Assets —
spread risk —
credit
derivatives —
downward/upward shock
on credit derivatives
This is the absolute value of assets
sensitive to the downward/upward shock
in respect to the spread risk on credit
derivatives.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0430–
R0440/C0030
Initial absolute values
before shock —
Liabilities

spread risk —
credit
derivatives —
downward/upward shock
on credit derivatives
This is the absolute value of the liabilities
sensitive to the downward/upward shock
in respect to spread risk on credit
derivatives.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0430–
R0440/C0040
Absolute values after
shock —
Assets —
spread
risk —
credit derivatives

downward/upward
shock on credit
derivatives
This is the absolute value of the assets
sensitive the downward/upward shock for
spread risk on credit derivatives, after the
shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0430–
R0440/C0050
Absolute values after
shock —
Liabilities (after
the loss absorbing
capacity of technical
provisions) —
spread risk
–credit derivatives —
downward/upward shock
on credit derivatives
This is the absolute value of the liabilities
sensitive to the downward/upward shock
for spread risk on credit derivatives, after
the shock and after the loss absorbing
capacity of technical provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0430–
R0440/C0060
Absolute value after shock

Net solvency capital
requirement —
spread risk

credit derivatives —
downward/upward shock
on credit derivatives
This is the net capital charge for the
downward/upward shock for spread risk
on credit derivatives, after adjustment for
the loss absorbing capacity of technical
provisions.
R0430–
R0440/C0070
Absolute values after
shock —
Liabilities
(before the loss absorbing
capacity of technical
provisions)–
spread risk –
credit derivatives —
downward/upward shock
on credit derivatives
This is the absolute value of the liabilities
sensitive to the downward/upward shock
for spread risk on credit derivatives, after
the shock but before the loss absorbing
capacity of technical provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0430–
R0440/C0080
Absolute value after shock

Gross solvency capital
requirement —
spread risk

credit derivatives —
downward/upward shock
on credit derivatives
This is the gross capital charge for the
downward/upward shock for spread risk
on credit derivatives, i.e. before the loss
absorbing capacity of technical
provisions.
R0450/C0020 Initial absolute values
before shock —
Assets —
spread risk —
securitisation positions
This is the absolute value of the assets
sensitive to the spread risk on
securitisation positions.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0450/C0030 Initial absolute values
before shock —
Liabilities

spread risk —
securitisation positions
This is the absolute value of the liabilities
sensitive to the spread risk on
securitisation positions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0450/C0040 Absolute values after
shock —
Assets —
spread
risk —
securitisation
positions
This is the absolute value of the assets
sensitive to the spread risk on
securitisation positions, after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0450/C0050 Absolute values after
shock —
Liabilities (after
the loss absorbing
capacity of technical
provisions) —
spread risk

securitisation positions
This is the absolute value of the liabilities
sensitive to the spread risk on
securitisation positions, after the shock
and after the loss absorbing capacity of
technical provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0450/C0060 Absolute value after shock

Net solvency capital
This is the net capital charge for spread
risk on securitisation positions, after
requirement —
spread risk

securitisation positions
adjustment for the loss absorbing capacity
of technical provisions.
R0450/C0070 Absolute values after
shock —
Liabilities
(before the loss absorbing
capacity of technical
provisions) —
spread risk

securitisation positions
This is the absolute value of the liabilities
sensitive to the spread risk on
securitisation positions, after the shock
but before the loss absorbing capacity of
technical provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0450/C0080 Absolute value after shock

Gross solvency capital
requirement —
spread risk

securitisation positions
This is the gross capital charge for spread
risk on securitisation positions, i.e. before
the loss absorbing capacity of technical
provisions.
R0461/C0020 Initial absolute values
before shock –
Assets –
spread risk –
securitisation
positions –
senior STS
securitisation
This is the absolute value of the assets
sensitive to the spread risk on senior STS
securitisation positions.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0461/C0030 Initial absolute values
before shock –
Liabilities

spread risk –
securitisation positions –
senior STS securitisation
This is the absolute value of the liabilities
sensitive to the spread risk on senior STS
securitisation positions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
R0461/C0040 Absolute values after
shock –
Assets –
spread
risk –
securitisation
positions –
senior STS
securitisation
reinsurance and SPV recoverables.
This is the absolute value of the assets
sensitive to the spread risk on senior STS
securitisation positions, after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0461/C0050 Absolute values after
shock –
Liabilities (after
the loss-absorbing
capacity of technical
provisions) –
spread risk –
This is the absolute value of the liabilities
sensitive to the spread risk on senior STS
securitisation positions, after the shock
and after the application of the adjustment
for the loss-absorbing capacity of
technical provisions.
securitisation positions –
senior STS securitisation)
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0461/C0060 Absolute value after shock

Net solvency capital
requirement –
spread risk

securitisation positions –
senior STS securitisation
This is the net capital charge for spread
risk on senior STS securitisation
positions, after the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
R0461/C0070 Absolute values after
shock –
Liabilities (before
the loss-absorbing
capacity of technical
provisions)–
spread risk –
securitisation positions –
senior STS securitisation
This is the absolute value of the liabilities
sensitive to the spread risk on senior STS
securitisation positions, after the shock
but before the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0461/C0080 Absolute value after shock

Gross solvency capital
requirement –
spread risk

securitisation positions –
senior STS securitisation
This is the gross capital charge for spread
risk on senior STS securitisation
positions, i.e. before the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
R0462/C0020 Initial absolute values
before shock –
Assets –
spread risk –
securitisation
positions –
non-senior
STS securitisation
This is the absolute value of the assets
sensitive to the spread risk on non-senior
STS securitisation positions.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0462/C0030 Initial absolute values
before shock –
Liabilities

spread risk –
securitisation positions –
non-senior STS
securitisation
This is the absolute value of the liabilities
sensitive to the spread risk on non-senior
STS securitisation positions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0462/C0040 Absolute values after
shock –
Assets –
spread
risk –
securitisation
positions –
non-senior
STS securitisation
This is the absolute value of the assets
sensitive to the spread risk on non-senior
STS securitisation positions, after the
shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0462/C0050 Absolute values after
shock –
Liabilities (after
the loss-absorbing
capacity of technical
provisions) –
spread risk –
securitisation positions –
non-senior STS
securitisation)
This is the absolute value of the liabilities
sensitive to the spread risk on non-senior
STS securitisation positions, after the
shock and after the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0462/C0060 Absolute value after shock

Net solvency capital
requirement –
spread risk

securitisation positions –
non-senior STS
securitisation
This is the net capital charge for spread
risk on non-senior STS securitisation
positions, after the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
R0462/C0070 Absolute values after
shock –
Liabilities (before
the loss-absorbing
capacity of technical
provisions)–
spread risk –
securitisation positions –
This is the absolute value of the liabilities
sensitive to the spread risk on non-senior
STS securitisation positions, after the
shock but before the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
non-senior STS
securitisation
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0462/C0080 Absolute value after shock

Gross solvency capital
requirement –
spread risk

securitisation positions –
non-senior STS
securitisation
This is the gross capital charge for spread
risk on non-senior STS securitisation
positions, i.e. before the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
R0480/C0020 Initial absolute values
before shock —
Assets —
spread risk —
securitisation positions —
resecuritisation
This is the absolute value of the assets
sensitive to the spread risk on
resecuritisation positions.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0480/C0030 Initial absolute values
before shock —
Liabilities

spread risk —
securitisation positions —
resecuritisation
This is the absolute value of the liabilities
sensitive to the spread risk on
resecuritisation positions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0480/C0040 Absolute values after
shock —
Assets —
spread
risk —
securitisation
positions —
resecuritisation
This is the absolute value of the assets
sensitive to the spread risk on
resecuritisation positions, after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0480/C0050 Absolute values after
shock —
Liabilities (after
the loss absorbing
capacity of technical
provisions) —
spread risk

securitisation positions

resecuritisation)
This is the absolute value of the liabilities
sensitive to the spread risk on
resecuritisation positions, after the shock
and after the loss absorbing capacity of
technical provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0480/C0060 Absolute value after shock

Net solvency capital
requirement —
spread risk

securitisation positions

resecuritisation
This is the net capital charge for spread
risk on resecuritisation positions, after
adjustment for the loss absorbing capacity
of technical provisions.
R0480/C0070 Absolute values after
shock —
Liabilities
(before the loss absorbing
capacity of technical
provisions) —
spread risk

securitisation positions

resecuritisation
This is the absolute value of the liabilities
sensitive to the spread risk on
resecuritisation positions, after the shock
but before the loss absorbing capacity of
technical provisions.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0480/C0080 Absolute value after shock

Gross solvency capital
requirement —
spread risk

securitisation positions

resecuritisation
This is the gross capital charge for spread
risk on resecuritisation positions, i.e.
before the loss absorbing capacity of
technical provisions.
R0481/C0020 Initial absolute values
before shock –
Assets –
spread risk –
securitisation
positions –
other
securitisation
This is the absolute value of the assets
sensitive to the spread risk on other
securitisation positions.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0481/C0030 Initial absolute values
before shock –
Liabilities

spread risk –
securitisation positions –
other securitisation
This is the absolute value of the liabilities
sensitive to the spread risk on other
securitisation positions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0481/C0040 Absolute values after
shock –
Assets –
spread
risk –
securitisation
positions –
other
securitisation
This is the absolute value of the assets
sensitive to the spread risk on other
securitisation positions, after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0481/C0050 Absolute values after
shock –
Liabilities (after
the loss-absorbing
capacity of technical
provisions) –
spread risk –
securitisation positions –
other securitisation)
This is the absolute value of the liabilities
sensitive to the spread risk on other
securitisation positions, after the shock
and after the application of the adjustment
for the loss-absorbing capacity of
technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0481/C0060 Absolute value after shock

Net solvency capital
requirement –
spread risk

securitisation positions –
other securitisation
This is the net capital charge for spread
risk on other securitisation positions, after
the application of the adjustment for the
loss-absorbing capacity of technical
provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
R0481/C0070 Absolute values after
shock –
Liabilities (before
the loss-absorbing
capacity of technical
provisions)–
spread risk –
securitisation positions –
other securitisation
This is the absolute value of the liabilities
sensitive to the spread risk on other
securitisation positions, after the shock
but before the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall be reported only where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0481/C0080 Absolute value after shock

Gross solvency capital
requirement –
spread risk

securitisation positions –
other securitisation
This is the gross capital charge for spread
risk on other securitisation positions, i.e.
before the application of the adjustment
for the loss-absorbing capacity of
technical provisions.
This value shall be reported only where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
R0482/C0020 Initial absolute values
before shock –
Assets –
spread risk –
securitisation
positions –
transitional
type 1 securitisation
This is the absolute value of the assets
sensitive to the spread risk on transitional
type 1 securitisation positions.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0482/C0030 Initial absolute values
before shock –
Liabilities

spread risk –
securitisation positions –
transitional type 1
securitisation
This is the absolute value of the liabilities
sensitive to the spread risk on transitional
type 1 securitisation positions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0482/C0040 Absolute values after
shock –
Assets –
spread
risk –
securitisation
positions –
transitional
type 1 securitisation
This is the absolute value of the assets
sensitive to the spread risk on transitional
type 1 securitisation positions, after the
shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0482/C0050 Absolute values after
shock –
Liabilities (after
the loss-absorbing
capacity of technical
This is the absolute value of the liabilities
sensitive to the spread risk on transitional
type 1 securitisation positions, after the
shock and after the application of the
provisions) –
spread risk –
securitisation positions –
transitional type 1
securitisation)
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0482/C0060 Absolute value after shock

Net solvency capital
requirement –
spread risk

securitisation positions –
transitional type 1
securitisation
This is the net capital charge for spread
risk on transitional type 1 securitisation
positions, after application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
R0482/C0070 Absolute values after
shock –
Liabilities (before
the loss-absorbing
capacity of technical
provisions)–
spread risk –
securitisation positions –
transitional type 1
securitisation
This is the absolute value of the liabilities
sensitive to the spread risk on transitional
type 1 securitisation positions, after the
shock but before the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0482/C0080 Absolute value after shock

Gross solvency capital
requirement –
spread risk

securitisation positions –
transitional type 1
securitisation
This is the gross capital charge for spread
risk on transitional type 1 securitisation
positions, i.e. before the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
R0483/C0020 Initial absolute values
before shock –
Assets –
spread risk –
securitisation
positions –
guaranteed
STS securitisation
This is the absolute value of the assets
sensitive to the spread risk on guaranteed
STS securitisation positions.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0483/C0030 Initial absolute values
before shock –
Liabilities

spread risk –
securitisation positions –
guaranteed STS
securitisation
This is the absolute value of the liabilities
sensitive to the spread risk on guaranteed
STS securitisation positions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0483/C0040 Absolute values after
shock –
Assets –
spread
risk –
securitisation
positions –
guaranteed
STS securitisation
This is the absolute value of the assets
sensitive to the spread risk on guaranteed
STS securitisation positions, after the
shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0483/C0050 Absolute values after
shock –
Liabilities (after
the loss-absorbing
capacity of technical
provisions) –
spread risk –
securitisation positions –
guaranteed STS
securitisation
This is the absolute value of the liabilities
sensitive to the spread risk on guaranteed
STS securitisation positions, after the
shock and after application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0483/C0060 Absolute value after shock

Net solvency capital
requirement –
spread risk

securitisation positions –
guaranteed STS
securitisation
This is the net capital charge for spread
risk on guaranteed STS securitisation
positions, after the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
R0483/C0070 Absolute values after
shock –
Liabilities (before
the loss-absorbing
capacity of technical
provisions)–
spread risk –
securitisation positions –
guaranteed STS
securitisation
This is the absolute value of the liabilities
sensitive to the spread risk on guaranteed
STS securitisation positions, after the
shock but before the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0483/C0080 Absolute value after shock

Gross solvency capital
requirement –
spread risk

securitisation positions –
guaranteed STS
securitisation
This is the gross capital charge for spread
risk on guaranteed STS securitisation
positions, i.e. before the application of the
adjustment for the loss-absorbing
capacity of technical provisions.
This value shall only be reported where
the split between R0461 to R0483 can be
derived from the method used for the
calculation. Where the split is not
possible, only R0450 shall be filled in.
Concentration risk
R0500/C0020 Initial absolute values
before shock —
Assets —
market risk concentrations
This is the absolute value of the asset
sensitive to the market risk concentrations
For captive undertakings within the scope
of group supervision, if R0040/C0010=1,
this item represents the absolute value of
the assets sensitive to the market risk
concentration, after taking into account
simplifications allowed for captives.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0500/C0060 Absolute value after shock

Net solvency capital
requirement —
market
risk concentrations
This is the net capital charge for market
risk concentrations, after adjustment for
the loss absorbing capacity of technical
provisions, aggregated for each single
name exposure.
For captive undertakings within the scope
of group supervision, if cell
R0040/C0010=1, this item represents net
capital charge for market risk
concentration, calculated using simplified
R0500/C0080 Absolute value after shock

Gross solvency capital
requirement —
market
risk concentrations
calculation.
This is the gross capital charge for market
risk concentrations, aggregated for each
single name exposure, i.e. before the loss
absorbing capacity of technical
provisions.
Currency risk
R0600/C0060 Absolute value after shock

Net solvency capital
requirement (after the loss
absorbing capacity of
technical provisions) —
currency risk
This is the sum for the different
currencies of:

the
capital
requirement
(including
after
the
loss
absorbing capacity of technical
provisions) for an increase in
value of the foreign currency
against the local currency;

the
capital
requirement
(including
after
the
loss
absorbing capacity of technical
provisions)
for
a
decrease
in
value of the foreign currency
against the local currency.
R0600/C0080 Absolute value after shock

Gross solvency capital
requirement —
currency
risk
This is the sum for the different
currencies of:

the capital requirement (before
the loss absorbing capacity of
technical
provisions)
for
an
increase in value of the foreign
currency
against
the
local
currency;

the capital requirement (before
the loss absorbing capacity of
technical
provisions)
for
a
decrease in value of the foreign
currency
against
the
local
currency.
R0610–
R0620/C0020
Initial absolute values
before shock —
Assets —
Currency risk —
increase/
decrease in the value of
the foreign currency
This is the total value of the assets
sensitive to currency increase/decrease
risk, before shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0610–
R0620/C0030
Initial absolute values
before shock —
Liabilities

Currency risk —
increase/ decrease in the
value of the foreign
currency
This is the total value of the liabilities
sensitive to currency increase/decrease
risk, before shock.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0610–
R0620/C0040
Absolute values after
shock —
Assets —
Currency risk —
increase/
decrease in the value of
the foreign currency
This is the absolute value of assets
sensitive to currency increase/decrease
risk after the shock.
Recoverables from reinsurance and SPVs
shall not be included in this cell.
R0610–
R0620/C0050
Absolute values after
shock —
Liabilities (after
the loss absorbing
capacity of technical
provisions) —
Currency
risk —
increase/ decrease
in the value of the foreign
currency
This is the absolute value of liabilities
(after the loss absorbing capacity of
technical provisions) sensitive to currency
increase/decrease risk after the shock.
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0610–
R0620/C0060
Absolute value after shock

Net solvency capital
requirement (after the loss
absorbing capacity of
technical provisions) —
Currency risk —
increase/
decrease in the value of
the foreign currency
This is the net capital charge for currency
increase/decrease risk, after adjustment
for the loss absorbing capacity of
technical provisions. In R0610 only the
currencies where the increase shock is the
largest shall be reported and in R0620
only the currencies where the decrease
shock is the largest shall be reported.
R0610–
R0620/C0070
Absolute values after
shock (before the loss–
absorbing capacity of
technical provisions) —
Currency risk —
increase/
This is the absolute value of liabilities
(before the loss absorbing capacity of
technical provisions) sensitive to currency
increase/decrease risk after the shock.
decrease in the value of
the foreign currency
The amount of TP shall be net of
reinsurance and SPV recoverables.
R0610–
R0620/C0080
Absolute value after shock

Gross solvency capital
requirement (excluding
the loss–absorbing
capacity of technical
provisions) —
Currency
risk —
increase/ decrease
in the value of the foreign
currency
This is the gross capital charge for the
currency increase/decrease risk, i.e.
excluding before the loss absorbing
capacity of Technical provisions. In
R0610 only the currencies where the
increase shock is the largest shall be
reported and in R0620 only the currencies
where the decrease shock is the largest
shall be reported.
Diversification
within market risk
module
R0700/C0060 Diversification within
market risk module –net
This is the diversification effect within
the market risk module as a result of the
aggregation of the net capital
requirements (after loss absorbing
capacity of technical provisions) of the
single risk sub–modules.
Diversification shall be reported as a
negative value when it reduces the capital
requirement.
R0700/C0080 Diversification within
market risk module —
gross
This is the diversification effect within
the market risk module as a result of the
aggregation of the gross capital
requirements (before loss absorbing
capacity of technical provisions) of the
single risk sub–modules.
Diversification shall be reported as a
negative value when it reduces the capital
requirement.
Total solvency
capital requirement
for market risk
R0800/C0060 Total market risk —
Net
solvency capital
requirement
This is the total net capital charge for all
market risks, after loss absorbing capacity
of technical provisions, calculated using
the standard formula.

Solvency II software

R0800/C0080 Gross solvency capital for
market risk
This is the total gross capital charge for
all market risks, excluding loss absorbing
capacity of technical provisions,
calculated using the standard formula.
Currency used as a
reference to
calculate the
currency risk
R0810/C0090 Currency used as a
reference to calculate the
currency risk
Identify the ISO 4217 alphabetic code of
the currency that is used as a reference to
calculate the currency risk